Broker Check

Services Provided

  • Review of financial situation – goals, objectives, risk tolerance, time horizon, and restrictions 
  • Collaborative determination of investment objective 
  • Asset Allocation 
  • Portfolio Analysis and Optimization
  • Investment Research and Customized In-house Portfolio Management 
  • In-house Hedging 
  • On-going monitoring of client’s portfolios according to their investment objective  
  • No trading fees 
  • Monthly Statements and Quarterly performance statements 
  • Regular Client Reviews 

  • Comprehensive Financial Planning 

- Retirement Planning 
- Education Planning 
- Estate Planning 
- Tax Planning Strategies 
- Insurance Analysis 
- Company Stock Option Analysis
- Intergenerational Wealth Transfer 
- Defined Contribution Asset Allocation (401(k) or Retirement Plan) 

  • On-line access to investment accounts 
  • On-line access to client-specific wealth management website with aggregation of accounts held at other institutions